-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, EBP6O5NhhFI8QB6Tudb3pH9P2wBrvQ5gvv2ifzeMX+nC61is3Xvs39/e2w7DXQuX OkLyuDc8FTmwYtQaaNNnxw== 0000918507-95-000045.txt : 19950728 0000918507-95-000045.hdr.sgml : 19950728 ACCESSION NUMBER: 0000918507-95-000045 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950727 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUIPP INC CENTRAL INDEX KEY: 0000796577 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 592306191 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-37630 FILM NUMBER: 95556527 BUSINESS ADDRESS: STREET 1: 4800 NW 157TH ST CITY: HIALEAH STATE: FL ZIP: 33014 BUSINESS PHONE: 3056238700 MAIL ADDRESS: STREET 1: 4800 NW 157 STREET CITY: MIALEAH STATE: FL ZIP: 33014 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PRUITT JAMES E CENTRAL INDEX KEY: 0000948632 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 2960 N RIVERSIDE DR CITY: INDIALANTIC STATE: FL ZIP: 32903 BUSINESS PHONE: 4077730111 SC 13D 1 PRUITT 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* QUIPP, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 748802 10 5 (CUSIP Number) James E. Pruitt, 425 North Drive, P.O. Box 361907, Melbourne, FL 32935 (407) 254-1212 (Name, Address and Telephone Number of Person Authorized to receive Notices and Communications) December 12, 1993 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(b)(3) or (4), check the following box / / . Check the following box if a fee is being paid with the statement /X/. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) 1 Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON James E. Pruitt ###-##-#### _________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / _________________________________________________________________ 3 SEC USE ONLY _________________________________________________________________ 4 SOURCE OF FUNDS* PF _________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or (e) / / _________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America _________________________________________________________________ 7 SOLE VOTING POWER NUMBER OF 119,400 shares SHARES _________________________ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY - 0 - shares EACH _____________________________________________ REPORTING 9 SOLE DISPOSITIVE POWER PERSON 119,400 shares WITH _____________________________________________ 10 SHARED DISPOSITIVE POWER - 0 - shares _________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 119,400 shares _________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / _________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.4% _________________________________________________________________ 14 TYPE OF REPORTING PERSON* IN _________________________________________________________________ SEE INSTRUCTIONS BEFORE FILLING OUT! 3 Item 1. Security and Issuer. This Statement relates to the common stock, $.01 par value (the "Common Stock") of Quipp, Inc., a Florida corporation (the "Issuer"). The principal executive offices of the Issuer are located at 4800 N.W. 157th Street, Miami, Florida 33014. Item 2. Identity and Background. This Statement is being filed by James E. Pruitt, a United States citizen (the "Filing Person"). The present principal occupation of the Filing Person is Chairman and Chief Executive Officer of Opto-Mechanik, Inc. and his principal business office is 425 North Drive, Melbourne, Florida 32935. During the last five years, the Filing Person has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). During the last five years, the Filing Person has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was or is subject to a judgement, decree or final order enjoining future violations of, prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Considerations. After being elected President and a director of the Issuer on April 3, 1989, the Filing Person acquired 19,400 shares of Common Stock through open market purchases paid for from personal funds. On December 12, 1990, the Filing Person was granted an option to purchase 100,000 shares of Common Stock. The Filing Person has exercised the option in full and paid the exercise price per share for the 100,000 shares purchased from personal funds. Item 4. Purpose of Transaction. As set forth in Item 3, the Filing Person purchased shares after becoming President of the Issuer, and was granted an employee stock option to purchase 100,000 shares of Common Stock on December 12, 1990, which option was fully exercised by the Filing Person. The Filing Person is holding such shares for investment. The Filing Person has no specific plans or proposals that relate to or would result in any of the actions specified in clauses (a) through (j) of this Item 4. 4 Item 5. Interest in Securities of the Issuer. The Filing Person beneficially owns 119,400 shares of Common Stock representing 7.4% of the outstanding Common Stock of the Issuer. The Filing Person has sole power to vote and dispose of all 119,400 shares. Item 6. Contracts, Arrangements, Understandings of Relationships With Respect to Securities of the Issuer. None. Item 7. Material to be Filed as Exhibits. None. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. July 20, 1995 (Date) /s/ James E. Pruitt (Signature) James E. Pruitt (Name/Title) 5 -----END PRIVACY-ENHANCED MESSAGE-----